18,425 XNAS Volume
XNAS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Trung Tri Doan | Director, Chairman and CEO, Ten Percent Owner | Other type of transaction at price $ 1.66 per share. | 28 Feb 2025 | 240,963 | 1,516,962 (42%) | 6% | 1.7 | 399,999 | Common Stock |
| Scott Simplot | Director, Ten Percent Owner | Other type of transaction at price $ 1.66 per share. | 28 Feb 2025 | 722,891 | 3,199,226 (88%) | 20% | 1.7 | 1,199,999 | Common Stock |
| Kuan Hsiung Edward Hsieh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Nov 2024 | 5,000 | 48,571 (1%) | 0% | 0 | Common Stock | |
| Walter Michael Gough | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Nov 2024 | 5,000 | 36,068 (1%) | 0% | 0 | Common Stock | |
| Yu Chris Chang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Nov 2024 | 5,000 | 5,000 (0%) | 0% | 0 | Common Stock | |
| Tri Doan Trung | Director, Chairman and CEO, Ten Percent Owner | 09 Feb 2024 | 629,921 | 1,275,999 (35%) | 17% | 1.3 | 800,000 | Common Stock | |
| Simplot Scott | Director, Ten Percent Owner | Other type of transaction at price $ 1.31 per share. | 08 Jan 2024 | 305,343 | 2,476,335 (68%) | 8% | 1.3 | 399,999 | Common Stock |
| Trung Doan Tri | Director, Chairman and CEO, Ten Percent Owner | 08 Jan 2024 | 178,106 | 646,078 (17%) | 4% | 1.3 | 233,319 | Common Stock | |
| Scott Simplot | Director, Ten Percent Owner | 08 Jan 2024 | 1,050,022 | 2,170,992 (60%) | 29% | 1.3 | 1,375,529 | Common Stock | |
| Trung Tri Doan | Director, Chairman and CEO, Ten Percent Owner | 08 Jan 2024 | 233,319 | 0 | - | - | Convertible Promissory Note | ||
| Kuan Hsiung Edward Hsieh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2023 | 5,000 | 43,571 (1%) | 0% | 0 | Common Stock | |
| Walter Michael Gough | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2023 | 5,000 | 31,068 (0%) | 0% | 0 | Common Stock | |
| Christopher Lee | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2023 | 8,000 | 25,800 (0%) | 0% | 0 | Common Stock | |
| Kuan Hsiung Edward Hsieh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Nov 2022 | 5,000 | 38,571 (1%) | 0% | 0 | Common Stock | |
| Walter Michael Gough | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Nov 2022 | 5,000 | 26,068 (0%) | 0% | 0 | Common Stock | |
| Roger Lee | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Nov 2022 | 5,000 | 17,500 (0%) | 0% | 0 | Common Stock | |
| Kuan Hsiung Edward Hsieh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2021 | 5,000 | 33,571 (0%) | 0% | 0 | Common Stock | |
| Christopher Lee | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2021 | 8,000 | 17,800 (0%) | 0% | 0 | Common Stock | |
| Walter Michael Gough | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2021 | 5,000 | 21,068 (0%) | 0% | 0 | Common Stock | |
| Roger Lee | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2021 | 5,000 | 12,500 (0%) | 0% | 0 | Common Stock | |
| Christopher Lee | CFO | Sale of securities on an exchange or to another person at price $ 5.00 per share. | 09 Feb 2021 | 11,500 | 9,800 (0%) | 0% | 5 | 57,500 | Common Stock |
| Kuan Hsiung Hsieh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2020 | 5,000 | 28,571 (0%) | 0% | 0 | Common Stock | |
| Christopher Lee | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2020 | 1,800 | 21,300 (0%) | 0% | 0 | Common Stock | |
| Walter Michael Gough | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2020 | 5,000 | 16,068 (0%) | 0% | 0 | Common Stock | |
| Roger Lee | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2020 | 5,000 | 7,500 (0%) | 0% | 0 | Common Stock | |
| Scott Simplot | Director, Ten Percent Owner | 26 May 2020 | 100,000 | 400,000 (11%) | 2% | 3 | 300,000 | Common Stock | |
| Scott Simplot | Director, Ten Percent Owner | 26 May 2020 | 100,000 | 1,089,934 (30%) | 2% | 3 | 300,000 | Common Stock | |
| Trung Tri Doan | Director, Chairman and CEO, Ten Percent Owner | 25 May 2020 | 100,000 | 467,972 (13%) | 2% | 3 | 300,000 | Common Stock | |
| Christopher Lee | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2020 | 8,000 | 19,500 (0%) | 0% | 0 | Common Stock | |
| Scott Simplot | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 25 Nov 2019 | 1,500,000 | 500,000 | - | - | Convertible Unsecured Promissory Note | |
| Scott Simplot | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 25 Nov 2019 | 500,000 | 500,000 (13%) | 13% | 0 | Common Stock | |
| Scott Simplot | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Nov 2019 | 1,500,000 | 500,000 | - | - | Convertible Unsecured Promissory Note | |
| Scott Simplot | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 25 Nov 2019 | 1,500,000 | 0 | - | - | Convertible Unsecured Promissory Note | |
| Scott Simplot | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.00 per share. | 25 Nov 2019 | 500,000 | 500,000 (13%) | 13% | 3 | 1,500,000 | Common Stock |
| Scott Simplot | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 25 Nov 2019 | 500,000 | 0 (0%) | 13% | 0 | Common Stock | |
| Kuan Hsiung Edward Hsieh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Sep 2019 | 2,500 | 23,571 (0%) | 0% | 0 | Common Stock | |
| Walter Michael Gough | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Sep 2019 | 2,500 | 10,868 (0%) | 0% | 0 | Common Stock | |
| Roger Lee | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Sep 2019 | 2,500 | 2,500 (0%) | 0% | 0 | Common Stock | |
| Kuan Hsiung Hsieh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2018 | 2,500 | 21,071 (0%) | 0% | 0 | Common Stock | |
| Walter Michael Gough | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2018 | 2,500 | 8,368 (0%) | 0% | 0 | Common Stock | |
| Walter Michael Gough | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2018 | 2,500 | 8,368 (0%) | 0% | 0 | Common Stock | |
| Roger Lee | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2018 | 2,500 | 5,000 (0%) | 0% | 0 | Common Stock | |
| Roger Lee | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2018 | 2,500 | 5,000 (0%) | 0% | 0 | Common Stock | |
| Roger Lee | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2017 | 2,500 | 2,500 (0%) | 0% | 0 | Common Stock | |
| Kuan Hsiung Hsieh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2017 | 2,500 | 18,571 (0%) | 0% | 0 | Common Stock | |
| Walter Michael Gough | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2017 | 2,500 | 6,068 (0%) | 0% | 0 | Common Stock | |
| Arthur H. Del Prado | None | Sale or transfer of securities back to the company at price $ 0.00 per share. | 22 Jun 2016 | 2,500 | 12,042 | - | - | Common Stock | |
| Arthur H. Del Prado | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Apr 2016 | 25,000 | 145,422 | - | - | Common Stock | |
| Edward Kuan Hsiung Hsieh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Apr 2016 | 25,000 | 160,712 | - | - | Common Stock | |
| Walter Michael Gough | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Apr 2016 | 25,000 | 35,689 | - | - | Common Stock | |
| Mark Tuttle | GM of SemiLEDs Optoelectronics | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Oct 2015 | 258,750 | 0 | - | - | Common Stock | |
| Christopher Lee | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2015 | 25,000 | 55,000 | - | - | Common Stock | |
| Arthur H. Del Prado | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2015 | 25,000 | 120,422 | - | - | Common Stock | |
| Edward Kuan Hsiung Hsieh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2015 | 25,000 | 135,712 | - | - | Common Stock | |
| Mark Tuttle | GM of SemiLEDs Optoelectronics | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Jan 2015 | 12,000 | 453,000 | - | - | Common Stock | |
| Christopher Lee | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jan 2015 | 30,000 | 30,000 | - | - | Common Stock | |
| Trung T. Doan | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2014 | 146,250 | 2,225,805 | - | - | Common Stock | |
| Trung T. Doan | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2014 | 48,750 | 2,274,555 | - | - | Common Stock | |
| Mark Tuttle | GM of SemiLEDs Optoelectronics | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2014 | 146,250 | 416,250 | - | - | Common Stock | |
| Mark Tuttle | GM of SemiLEDs Optoelectronics | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2014 | 48,750 | 465,000 | - | - | Common Stock | |
| Timothy Lin | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2014 | 25,000 | 60,000 | - | - | Common Stock | |
| Trung T. Doan | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2014 | 20,000 | 2,079,555 | - | - | Common Stock | |
| Arthur H. Del Prado | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2014 | 25,000 | 95,422 | - | - | Common Stock | |
| Jack Lau | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2014 | 25,000 | 110,712 | - | - | Common Stock | |
| Edward Kuan Hsiung Hsieh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2014 | 25,000 | 110,712 | - | - | Common Stock | |
| Mark Tuttle | GM of SemiLEDs Optoelectronics | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Apr 2014 | 1,300 | 259,300 | - | - | Common Stock | |
| Mark Tuttle | GM of SemiLEDs Optoelectronics | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Apr 2014 | 200 | 259,500 | - | - | Common Stock | |
| Mark Tuttle | GM of SemiLEDs Optoelectronics | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Apr 2014 | 10,500 | 270,000 | - | - | Common Stock | |
| Mark Tuttle | Exec VP of Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2013 | 200,000 | 258,000 | - | - | Common Stock | |
| Ilkan Cokgor | Exec VP of Sales & Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2013 | 200,000 | 200,000 | - | - | Common Stock | |
| Timothy Lin | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2013 | 25,000 | 35,000 | - | - | Common Stock | |
| Arthur H. Del Prado | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Feb 2013 | 70,422 | 70,422 | - | - | Common Stock | |
| Jack Lau | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Feb 2013 | 70,422 | 85,712 | - | - | Common Stock | |
| Edward Hsieh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Feb 2013 | 70,422 | 85,712 | - | - | Common Stock | |
| Anh Chuong Tran | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 15 Jan 2013 | 13,100 | 1,167,625 | - | - | Common Stock | |
| Anh Chuong Tran | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 15 Jan 2013 | 33,846 | 1,133,779 | - | - | Common Stock | |
| Anh Chuong Tran | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Jan 2013 | 100,000 | 1,180,725 | - | - | Common Stock | |
| Anh Chuong Tran | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Jan 2013 | 53,680 | 1,280,725 | - | - | Common Stock | |
| Anh Chuong Tran | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 09 Jan 2013 | 34,300 | 1,334,405 | - | - | Common Stock | |
| Anh Chuong Tran | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 09 Jan 2013 | 100,000 | 1,368,705 | - | - | Common Stock | |
| Anh Chuong Tran | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 31 Dec 2012 | 75,299 | 1,468,705 | - | - | Common Stock | |
| Anh Chuong Tran | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Dec 2012 | 50,000 | 1,568,705 | - | - | Common Stock | |
| Anh Chuong Tran | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Dec 2012 | 24,701 | 1,544,004 | - | - | Common Stock | |
| Anh Chuong Tran | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 18 Dec 2012 | 30,000 | 1,618,705 | - | - | Common Stock | |
| Anh Chuong Tran | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 18 Dec 2012 | 20,000 | 1,648,705 | - | - | Common Stock | |
| Yingku Adam Lin | VP Bus. Dev. & General Counsel | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Nov 2012 | 55,250 | 1,750 | - | - | Common Stock | |
| Anh Chuong Tran | Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Oct 2012 | 116,000 | 1,668,705 | - | - | Common Stock | |
| Ilkan Cokgor | Exec VP of Sales & Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2012 | 100,000 | 100,000 | - | - | Employee Stock Option (right to buy) | |
| Trung T. Doan | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2012 | 165,000 | 1,859,555 | - | - | Common Stock | |
| Anh Chuong Tran | Director, President and COO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2012 | 116,000 | 1,784,705 | - | - | Common Stock | |
| David Young | CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2012 | 50,000 | 103,571 | - | - | Common Stock | |
| Yingku Adam Lin | VP Bus. Dev & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2012 | 50,000 | 57,000 | - | - | Common Stock | |
| Richard S. Hill | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Feb 2012 | 17,650 | 17,650 | - | - | Common Stock | |
| Richard S. Hill | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Feb 2012 | 17,650 | 0 | - | - | Restricted Stock Units | |
| Richard P. Beck | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Feb 2012 | 17,862 | 0 | - | - | Restricted Stock Units | |
| Richard P. Beck | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Feb 2012 | 17,862 | 39,290 | - | - | Common Stock | |
| Mark Johnson | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Feb 2012 | 17,650 | 17,650 | - | - | Common Stock | |
| Mark Johnson | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Feb 2012 | 17,650 | 0 | - | - | Restricted Stock Units | |
| Jack Lau | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Feb 2012 | 15,290 | 15,290 | - | - | Common Stock | |
| Edward Hsieh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Feb 2012 | 15,290 | 15,290 | - | - | Common Stock | |
| Yingku Adam Lin | VP Bus. Dev. & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jul 2011 | 60,000 | 60,000 | - | - | Employee Stock Option (right to buy) | |
| Yingku Adam Lin | VP Bus. Dev. & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jul 2011 | 7,000 | 7,000 | - | - | Common Stock | |
| Lanfang Chin | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2011 | 1,000 | 1,000 | - | - | Common Stock | |
| Richard S. Hill | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2011 | 17,650 | 17,650 | - | - | Restricted Stock Units | |
| Richard P. Beck | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2011 | 17,862 | 17,862 | - | - | Restricted Stock Units | |
| Jack Lau | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2011 | 17,650 | 17,650 | - | - | Restricted Stock Units | |
| Jack Yeh | VP, Sales & Marketing Division | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2011 | 2,000 | 2,000 | - | - | Restricted Stock Units | |
| Lanfang Chin | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2011 | 12,500 | 12,500 | - | - | Employee Stock Option (right to buy) | |
| Mark Johnson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2011 | 17,650 | 17,650 | - | - | Restricted Stock Units |